Process Step Details - Creating and Altering Documents, Creating Tasks – FYI

This article gives details and examples of the functions that are available in steps used to create and alter documents.

Refer also to Process Step Details - Updating Clients, Creating and Updating Jobs and Process Step Details - Other Functions.

This article contains the following sections:

Create Email
Create Word, Spreadsheet and Presentation
Adding Details to the Steps
- Filing in Steps
- Workflow in Steps
- Task in Steps
- Time in Steps
- Comment in Steps
Including Merge Fields in the Filing Details
Create Phone, Create Note, Create Meeting
Alter Document
Create Task

Refer also to Custom Processes using Views and Summary Notifications.

Create Email

The following is an example of a Create Email step.

Recipients - The Recipients is initially set as the "Client Email' as the To recipient. This will use the email address held for the Client selected for the Process and this can be changed, if relevant. Additional Recipients can be added as the To, CC or BCC recipient(s). These are added in a similar way to when creating an email directly in FYI (refer to Adding and Changing Recipients when Creating an Email).

You can include recipients in the following ways. All or any of these can be used to add recipients.

Search for internal user
Enter a new email
Client Email (to re-select the email for the client)
Partner Email (to send the email to the relative Partner for the Client or Job)
Manager Email (to send the email to the relative Manager for the Client or Job)

Click the drop-down under the Recipients field and select which of these you want to do. If you delete the default selection of "Client Email", this can be re-selected from the bottom of the drop-down.

Note: For Partner Email and Manager Email:

For a Process that uses a Client View in the Filter, the relative Partner or Manager is taken from Client.

For a Process that uses a Job View in the Filter, the relative Partner or Manager is taken from Job and if this does not exist for the Job it is taken from the Client.

For a Process that uses a Document View in the Filter, when Inherit Job is checkmarked to enable this, the relative Partner or Manager is taken from the Job selected for the Document. If there is no Partner/Manager held for the Job, the relative Partner or Manager is taken from the Client selected for the Document. When Inherit Job is disabled, this picks up the value from the selected Client.

If the value for the Recipient is missing, the Process creates the email as Draft, a warning message is shown in the Process Activity and a Comment is added to the email in FYI.

To, CC or BCC - Use the drop-down next to the To setting to select this as To, CC or BCC.

Template - this selects the Email Template that will be used. The template can include merge fields to create the email text

Attachments - you can add an attachment to the email. This must be a document that has been created by a preceding step within that process. Clicking the drop-down for Attachments in the email step displays a list of all the relevant preceding steps that generate a document, that is, any Create Word, Create Spreadsheet, Create Presentation, Create PDF steps.

Attachments as PDFs - set the Attachments as PDFs switch to "On" to send the attachments as PDF files, or "Off" to send in their original file format.

Sender - The Sender defaults to the person creating the Process. This can be set as one of the following:

As a specific person in your user list.
As Partner to set the Sender as the relative Partner for the Client or Job.
As Manager to set the Sender as the relative Manager for the Client or Job.
As a Custom User Role (for example, Accountant, Bookkeeper, Team Coordinator, Supervisor, etc). This will set the Sender as the user who is selected for that Custom Field for the Client or Job. Only Custom Fields that have the Type set as "User" are included in the list of what can be selected for the Sender (refer to Custom User Roles).

Note: For Partner, Manager or Custom User Roles:

For a Process that uses a Client View in the Filter, the relative Partner, Manager or Custom User Role is taken from Client.

For a Process that uses a Job View in the Filter, the relative Partner, Manager or Custom User Role is taken from Job and if this does not exist for the Job it is taken from the Client.

For a Process that uses a Document View in the Filter, when Inherit Job is checkmarked to enable this, the relative Partner, Manager or Custom User Role is taken from the Job selected for the Document. If there is no Partner/Manager/Custom User Role held for the Job, the relative Partner, Manager or Custom User Role is taken from the Client selected for the Document. When Inherit Job is disabled, this picks up the value from the selected Client.

If the value for the Sender is missing, the Process creates the email as Draft, a warning message is shown in the Process Activity and a Comment is added to the email in FYI.

Send attachment(s) - determines how an attachment to the email is sent, by email or sent to the client's OneDrive. When this is set as OneDrive, and Attachments as PDFs is set as "Off" you can select Co-edit with client (refer to Co-editing an External Document).

Save or Send - whether to save as "Draft in FYI", "Draft in Outlook" or Send Immediately".

Create Word, Spreadsheet and Presentation

The steps for Create Word, Spreadsheet or Presentation allow you to select settings for Filing, Workflow, Task and Comment.

You can select a Template that will be applied, and for Word, you can also select a Stationery. The Template and Stationery can include merge fields to create the text.

If you want to include merge fields in the filing details such as the document name, these are added to the Filing section in the step (refer below to Including Merge Fields in Filing Details).

The following is an example of a Create Word step. In the Action section, select the Template to use and, if relevant, the Stationery.

Adding Details to the Steps

Details are added to the steps in the same way as when creating emails and documents, using the sections in the drawer.

Filing in Steps

The Filing section controls how the document is named and where it is filed.

The follow is an example of creating a Word document.

Name is the name of the document that will be created in FYI.
If a Template has been selected, this can be set as "Default from template" to use the name of the template for the document that is created, or this can be changed to any text as required.

Autofile can be "Disabled" or "Enabled".

When AutoFile is "Disabled", the document will be filed using the settings for Cabinet and Category in the process step.
When AutoFile is "Enabled", the Filing Defaults for the client are used, if available.
These settings are taken from the specific client the step is processed for. Where the client is part of a Client Group, the process ignores whether there is a client for the group set with the Include in Autofile setting (refer to Setting Filing Defaults for a Client).

Cabinet and Categories in the process step are only available if Autofile is "Disabled" and can be set as relevant for the type of document being created by the step.

Filing defaults to "Filed". If this is set as "Unfiled" it will appear in the owner's In Tray ready for filing. If the Owner is set in the Workflow section this is used (refer below to Workflow in Steps), otherwise it is set as the Owner of the Process.

Workflow in Steps

You can use the Workflow section in the step for information purposes, to set the approval of an email or document, or to set it as read-only. This is the same as the Workflow section when creating emails and documents. Refer to the section Workflows.

Owner can be used to select the owner of the document/email. This can be set to a specific person in your user list, as "Manager" to set the Owner as the relative Client or Job's manager, as "Partner" to set the Owner as the relative Client or Job's partner or as a Custom User Role to set the Owner as the user who is selected for that Custom Field for the Client or Job. Only Custom Fields that have the Type set as "User" are included in the list of what can be selected for the Owner (refer to Custom User Roles).

For a process that is run for a Client, the Manager/Partner/Custom User Role is taken from the Client Details.
For a process that is run in the context of a Job, the Manager/Partner/Custom User Role is taken from the Job Details.

If there is no Partner/Manager assigned to the client and the process is creating an email, it will add the Process Owner as the Owner of the email created in the step. When a Word document or Meeting is created by the process step, it adds the user running the process as Owner of the document created.

Approver can be used to set the Approver of the document/email. This can be set to a specific person, as "Manager" to set the Approver as the relative client or job's manager, as "Partner" to set the Approver as the relative client or job's partner, or as a Custom User Role to set the Approver as the user who is selected for that Custom Field for the Client or Job. Only Custom Fields that have the Type set as "User" are included in the list of what can be selected for the Approver (refer to Custom User Roles).

For a process that is run for a Client, the Manager/Partner/Custom User Role is taken from the Client Details.
For a process that is run in the context of a Job, the Manager/Partner/Custom User Role is taken from the Job Details.

Workflow Status can be set for information purposes, to set the approval of an email or document, or to set it as read-only. This is set as default to "Not Started".

Task in Steps

Task is used to create a task for the document/email when the process runs. In the following example, the task is created for an email.

Create a Task - click to set this as "Yes" to create a task.

Subject - enter a brief subject for the task. This displays in the lists in FYI.

Assignee - can be set as a specific person in your user list. Or this can be set as "Manager" to assign the task to the relative client or job's manager, or as "Partner" to assign it to the relative client' or job's partner.

For a process that is run for a Client, the Manager or Partner is taken from the Client Details.
For a process that is run in the context of a Job, the Manager or Partner is taken from the Job Details.
If there is no Partner/Manager assigned to the client/job, the Assignee is set as "Unassigned".

Due Date - select when the task needs to be completed as the number of days. You can also set this as 0 (zero) days to make the task immediate.

Status - this defaults to "Not started". The Status can be changed to "In Progress", so when the task is created, nothing needs to be actioned on it.

Cabinet - if Task Security is set in your Practice Settings, a Cabinet can be selected to add the Cabinet security to the task. This ensures that only users with access to that Cabinet can see the task, for example, for sensitive areas such as HR or performance management. When creating a task, you can select the cabinet. Where a task is automatically created as linked to a document, the task cabinet is inherited from the document created and displays in the task details. Refer to Managing Practice Settings.

Blocking - when creating a task, you can set Blocking as "On" so that the process stops until a Task created in the automation process is set as "Completed". This could be used, for example, for a Task created in the process to ensure that an email, word or any other document created in the previous step(s) has been checked before any other actions in the process are done. When the Task is set as "Completed", the process could then be set up to continue and send the checked email or send an email with a checked document attached.

Note: If the process only holds one step, ensure you do not set a task that is created with Blocking as "On" as the process will show as outstanding until the status of the task is set as "Complete".

AutoComplete - This function allows Tasks that have been created by an Automation Process to be automatically set as "Complete" when the selected condition is met. Refer to AutoComplete Tasks.

Details - type the brief details of the task. The assignee can easily display the email to see what the task relates to.

Time in Steps

Time in automation steps is used in the Capacity Planning function which is a Beta release. Refer to Capacity Planning Overview - Beta. This article is only available if you are part of the Beta release.

Comment in Steps

Automatic notifications can be defined and triggered as part of process automations using Comments. This ensures that you are aware of documents that have been imported, filed or changed automatically in FYI. Refer to Automation Notifications.

Including Merge Fields in the Filing Details

Certain fields in the Filing section in Process Steps, such as Name and Year, and you can use relative Merge Fields.

In the example below, the Client Name has been added to the document name in the Filing section for example, as Notice of Assessment {{ ClientName }}.

Merge Fields that do not work in the Name or Comments in Processes Steps

Note: The following Merge Fields do not work in the Name field or in the Comments in Processes.

Created Date
Original File Name (except in the Alter Document step)
Reference Number
Upload Folder
Share Folder

Including Merge fields in the Name

The following is an example of adding the Client Name to the document name.

Click the ellipsis (…) next to the Name .
The pop-up displays with the relevant merge fields that can be used.
Position the cursor in the Name where you want to include the merge code (add a space at the end of the Name if needed).
Expand the relevant category to display the merge fields in that group.
Click the required merge field(s).
The correct code for the merge field is added for you in the Name.

Merge Fields for Year

Year, this can include merge fields by selecting "Merge Field" from the drop-down which then displays the merge field pop-up selections in the same way as for the Name. If this is set, for example, with "TaxYear" as the merge field, the document will be automatically filed in the relevant tax year as the Year category.

Create Phone, Create Note, Create Meeting

You can use the Create Phone, Create Note, Create Meeting steps to create a Phone Call, File Note or Meeting in FYI. You can use Merge Fields for the Name and Year in the same way as for other documents. The following is an example of the Create Meeting step.

Alter Document

When a Custom Process is filtered on a Documents view you can use the Alter Document step to update key fields in documents. Refer to Alter Document Step in Custom Processes using Views and Summary Notifications.

Create Task

You can use the Create Task step to create a Task.

Subject - enter a brief subject for the task. This displays in the lists in FYI.

Assignee - can be set as a specific person in your user list. Or this can be set as "Manager" to assign the task to the relative client or job's manager, or as "Partner" to assign it to the relative client' or job's partner.

For a process that is run for a Client, the Manager or Partner is taken from the Client Details.
For a process that is run in the context of a Job, the Manager or Partner is taken from the Job Details.
If there is no Partner/Manager assigned to the client/job, the Assignee is set as "Unassigned".

AutoComplete - This is generally not relevant when the Task has not been created for an email or document by the process, or for an Alter Document step in a process. Refer to AutoComplete Tasks.